Incentive-Based Compensation Arrangements

Docket ID: OCC-2011-0001
Agency: Comptroller of the Currency (OCC)
Parent Agency: Department of the Treasury (TREAS)
The OCC, Board, FDIC, FHFA, NCUA, and SEC (the Agencies) are seeking comment on a joint proposed rule (the proposed rule) to revise the proposed rule the Agencies published in the Federal Register on April 14, 2011, and to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 956 generally requires that the Agencies jointly issue regulations or guidelines: (1) prohibiting incentive-based payment arrangements that the Agencies determine encourage inappropriate risks by certain financial institutions by providing excessive compensation or that could lead to material financial loss; and (2) requiring those financial institutions to disclose information concerning incentive-based compensation arrangements to the appropriate Federal regulator.
RIN: Not Assigned
Docket Details open glossary dialog  
Related RINs: None
Related Dockets: None
Keyword(s): compensation
Type: Rulemaking

Primary Documents

View All  (2)
Comment Period Closed
Jul 22, 2016 11:59 PM ET
Proposed Rule
Posted: 06/10/2016
ID: OCC-2011-0001-2367
Comment Period Closed
May 31, 2011 11:59 PM ET
Proposed Rule
Posted: 04/14/2011
ID: OCC-2011-0001-0001

Supporting Documents

View All  (11)
Comments Not Accepted
Supporting & Related Material
Posted: 09/22/2016
ID: OCC-2011-0001-2432
Comments Not Accepted
Supporting & Related Material
Posted: 09/19/2016
ID: OCC-2011-0001-2431
Comments Not Accepted
Supporting & Related Material
Posted: 08/25/2016
ID: OCC-2011-0001-2430


View All  (2,419)

Comments Received*
*This count refers to the total comment/submissions received on this docket, as of 11:59 PM yesterday. Note: Agencies review all submissions, however some agencies may choose to redact, or withhold, certain submissions (or portions thereof) such as those containing private or proprietary information, inappropriate language, or duplicate/near duplicate examples of a mass-mail campaign. This can result in discrepancies between this count and those displayed when conducting searches on the Public Submission document type. For specific information about an agency’s public submission policy, refer to its website or the Federal Register document.