Incentive-Based Compensation Arrangements

Docket ID: OCC-2011-0001
Agency: Comptroller of the Currency (OCC)
Parent Agency: Department of the Treasury (TREAS)
The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.
RIN: Not Assigned
Docket Details open glossary dialog  
Related RINs: None
Related Dockets: None
Keyword(s): compensation
Type: Rulemaking

Primary Documents

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Comment Period Closed
May 31, 2011 11:59 PM ET
Proposed Rule
Posted: 04/14/2011
ID: OCC-2011-0001-0001

Supporting Documents

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Comments Not Accepted
Supporting & Related Material
Posted: 11/23/2015
ID: OCC-2011-0001-2365
Comments Not Accepted
Supporting & Related Material
Posted: 07/30/2015
ID: OCC-2011-0001-2362
Comments Not Accepted
Supporting & Related Material
Posted: 05/20/2015
ID: OCC-2011-0001-2359


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Comments Received*
*This count refers to the total comment/submissions received on this docket, as of 11:59 PM yesterday. Note: Agencies review all submissions, however some agencies may choose to redact, or withhold, certain submissions (or portions thereof) such as those containing private or proprietary information, inappropriate language, or duplicate/near duplicate examples of a mass-mail campaign. This can result in discrepancies between this count and those displayed when conducting searches on the Public Submission document type. For specific information about an agency’s public submission policy, refer to its website or the Federal Register document.