PTE 2011-20 Pacific Capital Bancorp Amended and Restated Incentive and Investment and Salary Savings Plan [Application No. D-11659]

Docket ID: EBSA-2011-0021
Agency: Employee Benefits Security Administration (EBSA)
Parent Agency: Department of Labor (DOL)
Effective October 27, 2010, the restrictions of sections 406(a)(1)(A), 406(a)(1)(E), 406(a)(2), 406(b)(1), 406(b)(2), and 407(a)(1)(A) of the Act and the sanctions resulting from the application of section 4975 of the Code, by reason of section 4975(c)(1)(A) and 4975(c)(1)(E) of the Code,9 shall not apply: (1) To the acquisition of certain rights (the Rights) by the Plan in connection with an offering (the Offering) of shares of the common stock (the Stock) in Pacific Capital Bancorp (Bancorp) by Bancorp, a party in interest with respect to the Plan, and (2) To the holding of the Rights received by the Plan during the subscription period of the Offering; provided that the conditions as set forth in section II of this proposed exemption were satisfied for the duration of the acquisition and holding.
Docket Details open glossary dialog  
Related RINs: None
Related Dockets: None
Type: Nonrulemaking

Primary Documents

View All  (2)
Comment Period Closed
Posted: 09/26/2011
ID: EBSA-2011-0021-0002
Comment Period Closed
Posted: 08/19/2011
ID: EBSA-2011-0021-0001

Supporting Documents

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Comments Received*
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