PTE 2011-18 Northern Trust Corporation [Application No. D-11513]

Docket ID: EBSA-2011-0017
Agency: Employee Benefits Security Administration (EBSA)
Parent Agency: Department of Labor (DOL)
The restrictions of section 406(a)(1)(A) and (D) and section 406(b)(1) and (2) of ERISA and the sanctions resulting from the application of section 4975 of the Code, by reason of section 4975(c)(1)(A), (D), and (E) of the Code, shall not apply, effective October 31, 2008, to the sale (the Sale) by a Plan (as defined in Section III(e)) of an Auction Rate Security (ARS, as defined in Section III(c)) to Northern Trust Corporation or an affiliate thereof (Northern), if the conditions of Section II are met.
Docket Details open glossary dialog  
Related RINs: None
Related Dockets: None
Type: Nonrulemaking

Primary Documents

View All  (2)
Comment Period Closed
Posted: 09/26/2011
ID: EBSA-2011-0017-0002
Comment Period Closed
Posted: 08/19/2011
ID: EBSA-2011-0017-0001

Supporting Documents

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No comments posted.

Comments Received*
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