PTE 2011-14 The Krispy Kreme Doughnut Corporation Retirement Savings Plan (the Savings Plan) and the Krispy Kreme Profit-Sharing Stock Ownership Plan the KSOP; Together, the Plans or the Applicants) [Application Nos. D–11468 and D–11469, Respectively]

Docket ID: EBSA-2011-0010
Agency: Employee Benefits Security Administration (EBSA)
Parent Agency: Department of Labor (DOL)
The restrictions of section 406(a)(1)(A), (D), (E), section 406(a)(2), section 406(b)(2) and section 407(a) of the Act and the sanctions resulting from the application of section 4975 of the Code, by reason of section 4975(c)(1)(A) and (D) of the Code, shall not apply, effective January 16, 2007, to (1) the release by the Plans of their claims against Krispy Kreme Doughnut Corporation (KKDC), the sponsor of the Plans and a party in interest, in exchange for cash, shares of common stock (the Common Stock) and warrants (the Warrants) issued by Krispy Kreme Doughnuts, Inc. (KKDI), the parent of KKDC and also a party in interest, in settlement of certain litigation (the Securities Litigation) between the Plans and KKDC; and (2) the holding of the Warrants by the Plans. This exemption is subject to conditions.
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Related RINs: None
Related Dockets: None
Type: Nonrulemaking

Primary Documents

View All  (3)
Comment Period Closed
Posted: 08/29/2011
ID: EBSA-2011-0010-0002
Comment Period Closed
Posted: 08/29/2011
ID: EBSA-2011-0010-0003
Comment Period Closed
Posted: 06/27/2011
ID: EBSA-2011-0010-0001

Supporting Documents

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