Customer Due Diligence Requirements for Financial Institutions

 
Docket ID: FINCEN-2012-0001
Agency: Financial Crimes Enforcement Network (FINCEN)
Parent Agency: Department of the Treasury (TREAS)
Summary:
FinCEN issued an advance notice of proposed rulemaking to solicit public comment on a wide range of questions pertaining to the development of a customer due diligence (CDD) regulation that would clarify, consolidate, and strengthen existing CDD obligations for financial institutions and also incorporate the collection of beneficial ownership information into the CDD framework.
RIN: 1506-AB15
Impacts and Effects: None
CFR Citation: 31 CFR 1010.100(e)
Priority: Other Significant

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      undefined
      • Public Submission

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0089
      • Organization:
      • Submitter Name:
      undefined
      • Public Submission

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0090
      • Organization:
      • Submitter Name:
      undefined
      • Public Submission

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0085
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0027
      • Organization:
        American Bar Association
      • Submitter Name:
        Kevin Shepherd
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0063
      • Organization:
        SunTrust Banks, Inc.
      • Submitter Name:
        McHenry Kane
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0006
      • Organization:
        Denali Alaskan Federal Credit Union
      • Submitter Name:
        William Baynard
      • RIN 1506-AB15; Docket # FinCEN-2012-0001-FinCEN proposes to implement additional requirements on financial institutions that will increase the current significant regulatory burden...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0042
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0009
      • Organization:
      • Submitter Name:
        David Landsman
      undefined
      • RIN 1506-AB15 Docket Number FINCEN-2012-0001

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0064
      • Organization:
        SIFMA
      • Submitter Name:
        Ryan Foster
      undefined
      • 5-page comment letter attached in PDF format for Docket No. FINCEN-2012-0001 RIN 1506–AB15

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0078
      • Organization:
        Hudson Cook, LLP
      • Submitter Name:
        Elizabeth Yen
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0008
      • Organization:
        National Association of Federal Credit Unions
      • Submitter Name:
        Dillon Shea
      undefined
      • See attachment.

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0024
      • Organization:
        Bank of Central Florida
      • Submitter Name:
        Cheryl Nakashige
      undefined
      • Once again we support the US Treasury and FinCEN with its efforts to make the financial networks free of fraud and or terrorist monies and provide regulations and guidelines to...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0056
      • Organization:
        Kerridge International Inc.
      • Submitter Name:
        Kevin Kerridge
      undefined
      • Comment from Homeland Security Investigations - Reference: RIN1506-AB15: Customer Due Dilligence Requirement for Financial Institutions

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0069
      • Organization:
        Homeland Security Investigations
      • Submitter Name:
        James Dinkins
      undefined
      • Please see attached comments from the American Bankers Association on the FinCEN Advanced Notice of Proposed Rulemaking on Customer Due Diligence

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0070
      • Organization:
        American Bankers Association
      • Submitter Name:
        Robert Rowe
      undefined
      • See attachment.

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0065
      • Organization:
        Asset Forfeiture and Money Laundering Section, Criminal Division
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0032
      • Organization:
        Global Financial Integrity
      • Submitter Name:
        Heather Lowe
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0047
      • Organization:
        Global Witness
      • Submitter Name:
        Corinna Gilfillan
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0043
      • Organization:
        Citizens for Tax Justice/FACT Coalition
      • Submitter Name:
        Rebecca Wilkins
      undefined
      • This letter is submitted on behalf of the National Society of Compliance Professionals, Inc. (the “NSCP”) in response to the Financial Crimes Enforcement Network’s (“FinCEN...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0036
      • Organization:
        National Society of Compliance Professionals (NSCP)
      • Submitter Name:
        Joan Hinchman
      • I am a former IRS Attorney who has been in private practice for about two years. While with IRS Counsel, I headed a group that investigated the use of shell entities in tax...

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0080
      • Organization:
        Anderson & Jahde, P.C.
      • Submitter Name:
        Nicholas Richards
      undefined
      • Attached please find Wisconsin Bankers Association's comment letter regarding FinCEN's Advance Notice of Proposed Rulemaking on Customer Due Diligence Requirements for Financial...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0013
      • Organization:
        Wisconsin Bankers Association
      • Submitter Name:
        Rose Oswald Poels
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0054
      • Organization:
        American Gaming Association
      • Submitter Name:
        Frank Fahrenkopf, Jr.
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0059
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0020
      • Organization:
        Johnson Financial Group
      • Submitter Name:
        John Topczewski
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