Customer Due Diligence Requirements for Financial Institutions

 
Docket ID: FINCEN-2012-0001
Agency: Financial Crimes Enforcement Network (FINCEN)
Parent Agency: Department of the Treasury (TREAS)
Summary:
FinCEN issued an advance notice of proposed rulemaking to solicit public comment on a wide range of questions pertaining to the development of a customer due diligence (CDD) regulation that would clarify, consolidate, and strengthen existing CDD obligations for financial institutions and also incorporate the collection of beneficial ownership information into the CDD framework.
RIN: 1506-AB15
Impacts and Effects: None
CFR Citation: 31 CFR 1010.100(e)
Priority: Other Significant

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    Jun 11, 2012 11:59 PM ET

    Public Submission

    FINCEN

    FINCEN-2012-0001-0078

    06/13/2012

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    May 04, 2012 11:59 PM ET

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    FINCEN

    FINCEN-2012-0001-0033

    05/08/2012

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    06/13/2012

      undefined
      • 5-page comment letter attached in PDF format for Docket No. FINCEN-2012-0001 RIN 1506–AB15

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0078
      • Organization:
        Hudson Cook, LLP
      • Submitter Name:
        Elizabeth Yen
      undefined
      • Good morning, On behalf of the League of Southeastern Credit Unions (LSCU) and more than 295 affiliates that make up its membership, please accept the attached comments...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0033
      • Organization:
        League of Southeastern Credit Unions
      • Submitter Name:
        Morris
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0018
      • Organization:
        Nez Perce Tribe
      • Submitter Name:
        Darren Williams
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0068
      • Organization:
        Florida International Bankers Association
      • Submitter Name:
        David Schwartz
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0004
      • Organization:
        Credit Union Association of the Dakotas
      • Submitter Name:
        Robbie Thompson
      undefined
      • See attached file

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0081
      • Organization:
        U.S. Senate Permanent Subcommittee on Investigations
      • Submitter Name:
        SENATOR CARL LEVIN
      • I am a former IRS Attorney who has been in private practice for about two years. While with IRS Counsel, I headed a group that investigated the use of shell entities in tax...

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0080
      • Organization:
        Anderson & Jahde, P.C.
      • Submitter Name:
        Nicholas Richards
      undefined
      • The Institute of International Bankers appreciates the opportunity to comment on the advanced notice of proposed rulemaking regarding customer due diligence requirements for...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0012
      • Organization:
        Institute of International Bankers
      • Submitter Name:
        Richard Coffman
      undefined
      • RIN 1506-AB15 Docket Number FINCEN-2012-0001

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0064
      • Organization:
        SIFMA
      • Submitter Name:
        Ryan Foster
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0009
      • Organization:
      • Submitter Name:
        David Landsman
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0057
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0059
      • Organization:
      • Submitter Name:
      undefined
      • Comment from Homeland Security Investigations - Reference: RIN1506-AB15: Customer Due Dilligence Requirement for Financial Institutions

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0069
      • Organization:
        Homeland Security Investigations
      • Submitter Name:
        James Dinkins
      undefined
      • See attachment.

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0024
      • Organization:
        Bank of Central Florida
      • Submitter Name:
        Cheryl Nakashige
      undefined
      • Attached please find the comments of the Investment Company Institute to FinCEN's advance notice of proposed rulemaking on Customer Due Diligence Requirements for Financial...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0035
      • Organization:
        Investment Company Institute
      • Submitter Name:
        Susan Olson
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0063
      • Organization:
        SunTrust Banks, Inc.
      • Submitter Name:
        McHenry Kane
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0044
      • Organization:
        Umpqua Holdings Corporation
      • Submitter Name:
        Steven Philpott
      undefined
      • Public Submission

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0085
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s) RIN 1506-AB15, Docket Number FINCEN-2012-0001

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0011
      • Organization:
        Pennsylvania Credit Union Association
      • Submitter Name:
        Richard Wargo
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0082
      • Organization:
        International Precious Metals Institute
      • Submitter Name:
        Michael Riess
      • RIN 1506-AB15; Docket # FinCEN-2012-0001-FinCEN proposes to implement additional requirements on financial institutions that will increase the current significant regulatory burden...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0042
      • Organization:
      • Submitter Name:
      undefined
      • Once again we support the US Treasury and FinCEN with its efforts to make the financial networks free of fraud and or terrorist monies and provide regulations and guidelines to...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0056
      • Organization:
        Kerridge International Inc.
      • Submitter Name:
        Kevin Kerridge
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0060
      • Organization:
      • Submitter Name:
      undefined
      • Dear Sir/Madam: On behalf of City National Bank (CNB), I am writing to express our appreciation for the opportunity to comment on the advance notice of proposed rulemaking (ANPR...

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0074
      • Organization:
        City National Bank
      • Submitter Name:
        Charles Taylor
      undefined
      • Wells Fargo & Company (Wells Fargo) welcomes the opportunity to comment on the Financial Crimes Enforcement Network’s (FinCEN’s) Advance Notice of Proposed Rulemaking (ANPRM) that...

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0071
      • Organization:
        Wells Fargo Bank, NA
      • Submitter Name:
        James Richards
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