Customer Due Diligence Requirements for Financial Institutions

 
Docket ID: FINCEN-2012-0001
Agency: Financial Crimes Enforcement Network (FINCEN)
Parent Agency: Department of the Treasury (TREAS)
Summary:
FinCEN issued an advance notice of proposed rulemaking to solicit public comment on a wide range of questions pertaining to the development of a customer due diligence (CDD) regulation that would clarify, consolidate, and strengthen existing CDD obligations for financial institutions and also incorporate the collection of beneficial ownership information into the CDD framework.
RIN: 1506-AB15
Impacts and Effects: None
CFR Citation: 31 CFR 1010.100(e)
Priority: Other Significant

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    May 04, 2012 11:59 PM ET

    Public Submission

    FINCEN

    FINCEN-2012-0001-0033

    05/08/2012

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    Jun 11, 2012 11:59 PM ET

    Public Submission

    FINCEN

    FINCEN-2012-0001-0082

    06/13/2012

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    May 04, 2012 11:59 PM ET

    Public Submission

    FINCEN

    FINCEN-2012-0001-0034

    05/08/2012

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    Public Submission

    FINCEN

    FINCEN-2012-0001-0040

    05/08/2012

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    FINCEN

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    FINCEN

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    FINCEN-2012-0001-0080

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    FINCEN-2012-0001-0010

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    05/08/2012

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    FINCEN-2012-0001-0017

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    FINCEN-2012-0001-0006

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    FINCEN-2012-0001-0023

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    FINCEN

    FINCEN-2012-0001-0089

    06/13/2012

    FinCEN administrator error; wrong public submission was posted live

    WITHDRAWN

    FINCEN

    FINCEN-2012-0001-0073

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    FINCEN-2012-0001-0093

    07/10/2012

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    FINCEN-2012-0001-0013

    05/08/2012

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    Jun 11, 2012 11:59 PM ET

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    FINCEN

    FINCEN-2012-0001-0081

    06/13/2012

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    May 04, 2012 11:59 PM ET

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    FINCEN

    FINCEN-2012-0001-0052

    05/08/2012

      undefined
      • Good morning, On behalf of the League of Southeastern Credit Unions (LSCU) and more than 295 affiliates that make up its membership, please accept the attached comments...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0033
      • Organization:
        League of Southeastern Credit Unions
      • Submitter Name:
        Morris
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0082
      • Organization:
        International Precious Metals Institute
      • Submitter Name:
        Michael Riess
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0034
      • Organization:
        Network Branded Prepaid Card Association
      • Submitter Name:
        Kirsten Trusko
      undefined
      • See attached document

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0040
      • Organization:
        Financial Services Roundtable
      • Submitter Name:
        Robert Hatch
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0047
      • Organization:
        Global Witness
      • Submitter Name:
        Corinna Gilfillan
      undefined
      • See attached file(s) RIN 1506-AB15, Docket Number FINCEN-2012-0001

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0011
      • Organization:
        Pennsylvania Credit Union Association
      • Submitter Name:
        Richard Wargo
      undefined
      • Comments on RIN 1506-AB15 FINCEN-2012-0001

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0083
      • Organization:
        Ohio Credit Union League
      • Submitter Name:
        John Kozlowski
      • I am a former IRS Attorney who has been in private practice for about two years. While with IRS Counsel, I headed a group that investigated the use of shell entities in tax...

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0080
      • Organization:
        Anderson & Jahde, P.C.
      • Submitter Name:
        Nicholas Richards
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0010
      • Organization:
        Quapaw Tribal Gaming Agency
      • Submitter Name:
        Barbara Collier
      undefined
      • Comment from Homeland Security Investigations - Reference: RIN1506-AB15: Customer Due Dilligence Requirement for Financial Institutions

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0069
      • Organization:
        Homeland Security Investigations
      • Submitter Name:
        James Dinkins
      undefined
      • RIN 1506-AB15 Docket Number FinCEN-2012-0001 Please accept our response on the proposed ANPR on Customer Due Diligence.

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0025
      • Organization:
        Elevations Credit Union
      • Submitter Name:
        Eva Gaudio
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0059
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0046
      • Organization:
        Fitzsimons Credit Union
      • Submitter Name:
        Robert Fryberger
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0017
      • Organization:
        American Council of Life Insurers
      • Submitter Name:
        Lisa Tate
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0006
      • Organization:
        Denali Alaskan Federal Credit Union
      • Submitter Name:
        William Baynard
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0023
      • Organization:
        International Bancshares Corporation
      • Submitter Name:
        Dennis Nixon
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0057
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0020
      • Organization:
        Johnson Financial Group
      • Submitter Name:
        John Topczewski
      undefined
      • Public Submission

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0089
      • Organization:
      • Submitter Name:
      FinCEN administrator error; wrong public submission was posted live
      • WITHDRAWN
      • ID:
        FINCEN-2012-0001-0073
      • Organization:
      • Submitter Name:
      undefined
      • Public Submission by The Clearing House

      • Public Submission
      • Posted:

        07/10/2012

      • ID:
        FINCEN-2012-0001-0093
      • Organization:
      • Submitter Name:
      undefined
      • See attached file(s)

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0007
      • Organization:
        Mountain West Credit Union Association
      • Submitter Name:
        Nicole Soto
      undefined
      • Attached please find Wisconsin Bankers Association's comment letter regarding FinCEN's Advance Notice of Proposed Rulemaking on Customer Due Diligence Requirements for Financial...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0013
      • Organization:
        Wisconsin Bankers Association
      • Submitter Name:
        Rose Oswald Poels
      undefined
      • See attached file

      • Public Submission
      • Posted:

        06/13/2012

      • ID:
        FINCEN-2012-0001-0081
      • Organization:
        U.S. Senate Permanent Subcommittee on Investigations
      • Submitter Name:
        SENATOR CARL LEVIN
      undefined
      • Re: RIN 1506-AB 15; FINCEN 2012-0001. Attached is the comment of Total Bank Solutions on FinCEN's Advanced Notice of Proposed Rulemaking regarding Customer Due Diligence...

      • Public Submission
      • Posted:

        05/08/2012

      • ID:
        FINCEN-2012-0001-0052
      • Organization:
        Total Bank Solutions
      • Submitter Name:
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